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Solutions lecture 7

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@@ -14,6 +14,14 @@ pi = np.pi
# Electrons and phonons in 1D
_(based on chapters 9.1-9.3 & 11.1-11.3 of the book)_
!!! success "Expected prior knowledge"
Before the start of this lecture, you should be able to:
- Formulate Hooke's law
- Know your way around complex exponents
- Take derivatives of inverse $\sin$ and $\cos$ functions
!!! summary "Learning goals"
After this lecture you will be able to:
@@ -50,6 +58,8 @@ For a system of size $L = Na$ with periodic boundary conditions, we also have $u
### Electrons
The following figure shows the inter-atomic potential with atoms placed at $ka$ with $k \in \z$:
![](figures/lattice_potential.svg)
Formulating the equation of motion for electrons is very similar: we consider a LCAO wave function $|\Psi \rangle = \sum_n \phi_n |n \rangle$ and assume a nearest-neighbour hopping $-t$ and on-site energy $E_0$. We thus need to solve the Schrödinger equation
@@ -71,11 +81,11 @@ and for electrons:
$$\phi_n = Be^{i E t/\hbar - i k x_n},$$
where $x_n=na$ and where we wrote the time-dependent solution of the Schrödinger equation to emphasize the similarity between the two systems.
As usual, periodicity quantizes k-space by requiring
As we have seen before, the periodic boundary conditions (\phi_0=\phi_N) quantize k-space by requiring
$$e^{ikx_n} = e^{ik(x_n+L)} \quad ⇒ \quad k = p \frac{2\pi}{L} $$
$$ e^{ik0 + 2\pi i p} = e^{ikL} \quad ⇒ \quad k = p \frac{2\pi}{L} $$
with $p\in \mathbb{Z}$. As such, $e^{ikx_n} = e^{i p \frac{2\pi}{L} n a} = e^{i \frac{2 \pi n p}{N}}$ and we see that changing $p→p+N$ corresponds to exactly the same solution. Therefore, we have $N$ different solutions in total. Furthermore, solutions with $k$-values that differ by an integer multiple of $N\frac{2\pi}{L} = \frac{2\pi}{a}$ are identical (see figure).
with $p \in \mathbb{Z}$. As such, $e^{ikx_n} = e^{i p \frac{2\pi}{L} n a} = e^{i \frac{2 \pi n p}{N}}$ and we see that changing $p→p+N$ corresponds to exactly the same solution. Therefore, we have $N$ different solutions in total. Furthermore, solutions with $k$-values that differ by an integer multiple of $N\frac{2\pi}{L} = \frac{2\pi}{a}$ are identical (see figure).
```python
x = np.linspace(-.2, 2.8, 500)
@@ -133,8 +143,9 @@ draw_classic_axes(ax)
ax.annotate(s='', xy=(-pi, -.15), xytext=(pi, -.15),
arrowprops=dict(arrowstyle='<->', shrinkA=0, shrinkB=0))
ax.text(0, -.25, '1st Brillouin zone', ha='center')
ax.set_ylim(bottom=-.7);
ax.set_ylim(bottom=-.3);
```
Here $k_p = 2\pi p / L$ for $0 ≤ p < N$ are *all the normal modes* of the crystal, and therefore we can rederive a better Debye model!
Before we had $\sum_p → \frac{L}{2\pi}\int_{-\omega_D/v_s}^{\omega_D/v_s}dk$, because we introduced the cutoff to fix the problem with the number of modes.
@@ -176,7 +187,7 @@ Comparing this with $E=(\hbar k)^2/2m$, we see that the dispersion is similar to
In the following lectures we will see that an electron dispersion usually has multiple options for $E(k)$, each called an energy band. The complete dispersion relation is also called a *band structure*.
## Group velocity, effective mass, density of states
### Group velocity, effective mass, density of states
*(here we only discuss electrons; for phonons everything is the same except for replacing $E = \hbar \omega$)*
@@ -205,11 +216,11 @@ The connection to quantum mechanics is made by $p = \hbar k$. Analogously, the g
Similarly, the **effective mass** is defined by:
$$m_{eff} \equiv F\left(\frac{dv}{dt}\right)^{-1} $$.
$$m_{eff} \equiv F\left(\frac{dv}{dt}\right)^{-1} $$
Substituting, we get
$$m_{eff} = \hbar^2\left(\frac{d^2 E(k)}{dk^2}\right)^{-1}$$.
$$m_{eff} = \hbar^2\left(\frac{d^2 E(k)}{dk^2}\right)^{-1}$$
```python
pyplot.figure(figsize=(8, 5))
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