@@ -148,7 +148,7 @@ where we have used that $k-k' =2\pi/a$ because we are analyzing the first crossi
...
@@ -148,7 +148,7 @@ where we have used that $k-k' =2\pi/a$ because we are analyzing the first crossi
#### Crossings between the higher bands
#### Crossings between the higher bands
Everything we did can also be applied to the higher-energy crossings seen in the figure above. We note that all crossings occur between parabola's that are shifted by integer multiples of reciprocal lattice vectors $n 2\pi/a$. The first crossing corresponds to $n=1$, and we found that the magnitude of the gap is given by $V_1$. Similarly, $V_2$ determines the gap between the second and third bands, $V_3$ for the crossing between third and fourth, etc.
Everything we did can also be applied to the higher-energy crossings seen in the figure above. We note that all crossings occur between parabola's that are shifted by integer multiples of reciprocal lattice vectors $n 2\pi/a$. The first crossing corresponds to $n=1$, and we found that the magnitude of the gap is given by $V_1$. Similarly, $V_2$ determines the gap between the first and third bands, $V_3$ for the crossing between first and fourth, etc.
The key conclusion is that the lattice potential couples plane-wave states that differ by integer multiples of reciprocal lattice vectors. This coupling alters the band structure most strongly where the free-electron eigenenergies cross, opening up gaps of which the magnitudes are determined by the Fourier components of the lattice potential.
The key conclusion is that the lattice potential couples plane-wave states that differ by integer multiples of reciprocal lattice vectors. This coupling alters the band structure most strongly where the free-electron eigenenergies cross, opening up gaps of which the magnitudes are determined by the Fourier components of the lattice potential.
where $\alpha$, $\beta$, $\gamma$ are integers. Show that $\hat{T}_{\alpha,\beta,\gamma}$ and $\hat{H}$ commute.
#### Question 3.
Show that the Bloch wavefunctions defined in the lecture notes are eigenfunctions of $\hat{T}_{\alpha,\beta,\gamma}$. What are the corresponding eigenvalues? What does this say about the eigenfunctions of $\hat{H}$.
#### Question 4.
By applying $\hat{H}$ to the Bloch wavefunction, show that the Schrödinger equation can be rewritten as
Now define the translation operator $\hat{T}_{\alpha,\beta,\gamma}$ so that
2. Show that $\hat{T}_{\alpha,\beta,\gamma}$ and $\hat{H}$ commute.
3. Show that the Bloch wavefunctions defined in the lecture notes are eigenfunctions of $\hat{T}_{\alpha,\beta,\gamma}$. What are the corresponding eigenvalues? What does this say about the eigenfunctions of $\hat{H}$.
5. By applying $\hat{H}$ to the Bloch wavefunction, show that the Schrödinger equation can be rewritten as $$
5. What is $u_{n,\mathbf{k}}(\mathbf{r})$ in case of free electrons? Is your answer consistent with the equation above?
#### Question 5.
What is $u_{n,\mathbf{k}}(\mathbf{r})$ in case of free electrons? Is your answer consistent with the equation above?
### Exercise 2: the central equation in 1D
### Exercise 2: the central equation in 1D
Let's consider a 1D crystal with a period $a$. Let $k_0$ be any wave number of an electron in the first Brillouin zone.
Let's consider a 1D crystal with a period $a$. Let $k_0$ be any wave number of an electron in the first Brillouin zone.
1. What $k_n$ are equivalent to $k_0$ in this crystal?
#### Question 1.
2. First, we assume that the electrons with these $k_n$ are free. In that case, what are the wavefunctions $\phi_n(x)$ and energies $E_n$ of these electrons?
What $k_n$ are equivalent to $k_0$ in this crystal?
3. Make a sketch of the dispersion relation using a repeated Brillouin zone representation. Indicate some $k_n$ and $E_n$ as well as the first Brillouin zone in your sketch.
#### Question 2.
First, we assume that the electrons with these $k_n$ are free. In that case, what are the wavefunctions $\phi_n(x)$ and energies $E_n$ of these electrons?
#### Question 3.
Make a sketch of the dispersion relation using a repeated Brillouin zone representation. Indicate some $k_n$ and $E_n$ as well as the first Brillouin zone in your sketch.
We will now introduce a weak periodic potential $V(x) = V(x+na)$ in our system. This causes coupling between eigenstates $\left| \phi_n\right>$ in the free electron case. In order to find the right eigenstates of the system with that potential, we need an 'LCAO-like' trial eigenstate given by
We will now introduce a weak periodic potential $V(x) = V(x+na)$ in our system. This causes coupling between eigenstates $\left| \phi_n\right>$ in the free electron case. In order to find the right eigenstates of the system with that potential, we need an 'LCAO-like' trial eigenstate given by
4. Using the trial eigenstate above and the Schrödinger equation, show that $$
Using the trial eigenstate above and the Schrödinger equation, show that
E C_m = \varepsilon_m C_m+\sum_{n=-\infty}^{\infty} V_{n}C_{m-n}
,$$
$$
where $V_n$ are the Fourier components of the potential defined [above](#physical-meaning-of-w).
E C_m = \varepsilon_m C_m+\sum_{n=-\infty}^{\infty} V_{n}C_{m-n},
Find an expression for $\varepsilon_m$. _**NB:** This equation is also known as the central equation (in 1D)._
$$
where $V_n$ are the Fourier components of the potential defined [above](#physical-meaning-of-w). Find an expression for $\varepsilon_m$. _**NB:** This equation is also known as the central equation (in 1D)._
??? hint
??? hint
- Apply $\left<\phi_m\right|$ to the Schrödinger equation.
- Apply $\left<\phi_m\right|$ to the Schrödinger equation.
- To evaluate $\left<\phi_m\right|\hat{H}\left|\phi_n\right>$, it may be helpful to separate the kinetic energy and potential energy of the Hamiltonian.
- To evaluate $\left<\phi_m\right|\hat{H}\left|\phi_n\right>$, it may be helpful to separate the kinetic energy and potential energy of the Hamiltonian.
#### Question 5.
5. Why is the dispersion relation only affected near $k=0$ and at the edge of the Brillouin zone (see also figures [above](#repeated-vs-reduced-vs-extended-brillouin-zone))?
Why is the dispersion relation only affected near $k=0$ and at the edge of the Brillouin zone (see also figures [above](#repeated-vs-reduced-vs-extended-brillouin-zone))?
??? hint
??? hint
To answer this question, only consider consider two free electron wavefunctions in the Hamiltonian and ignore all the others. Between what two of free electron wavefunctions does the coupling give significant contribution to the energy levels of the free electron wavefunctions?
To answer this question, only consider consider two free electron wavefunctions in the Hamiltonian and ignore all the others. Between what two of free electron wavefunctions does the coupling give significant contribution to the energy levels of the free electron wavefunctions?
...
@@ -351,14 +334,14 @@ where $\lambda>0$. In this exercise, we will find the band structure of this cry
...
@@ -351,14 +334,14 @@ where $\lambda>0$. In this exercise, we will find the band structure of this cry
- By means of the nearly free electron model explained in this lecture.
- By means of the nearly free electron model explained in this lecture.
- By means of the tight binding model explained in [lecture 7](/7_tight_binding).
- By means of the tight binding model explained in [lecture 7](/7_tight_binding).
#### Question 1.
1. We first find the band structure using the nearly free electron model. To this end, we consider the effect of the potential on the free electron wavefunctions given by $\psi_1(x) \propto e^{ikx}$ and $\psi_2(x) \propto e^{i[k-2\pi/a]x}$ on the interval $k=[0,\pi/a]$. Derive a dispersion relation of the lower band using the Schödinger equation and the trial eigenstate
We first find the band structure using the nearly free electron model. To this end, we consider the effect of the potential on the free electron wavefunctions given by $\psi_1(x) \propto e^{ikx}$ and $\psi_2(x) \propto e^{i[k-2\pi/a]x}$ on the interval $k=[0,\pi/a]$. Derive a dispersion relation of the lower band using the Schödinger equation and the trial eigenstate
$$
$$
\Psi(x) = \alpha \psi_1(x) + \beta \psi_2(x).
\Psi(x) = \alpha \psi_1(x) + \beta \psi_2(x).
$$
$$
??? hint
??? hint
Using the Schrödinger equation and the trial eigenstate, first derive a 2×2 eigenvalue problem given by
Using the Schrödinger equation and the trial eigenstate, first derive a 2×2 eigenvalue problem given by
$$
$$
...
@@ -367,18 +350,21 @@ $$
...
@@ -367,18 +350,21 @@ $$
What are $\varepsilon_0(k)$, $V_0$ and $V_1$?
What are $\varepsilon_0(k)$, $V_0$ and $V_1$?
#### Question 2.
2. Make a sketch of the lower band.
Make a sketch of the lower band.
3. We now use a tight binding model approach to derive the dispersion relation.
#### Question 3.
We know from that the corresponding dispersion is $$
We now use the tight binding model, where we know that the dispersion relation can be described by
E = \varepsilon_0 - 2 t \cos (ka). $$
Find an expression for $\varepsilon_0=\left<n\right|\hat{H}\left|n\right>$ and $-t=\left<n-1\right|\hat{H}\left|n\right>$, using the bound state wavefunction around a single $\delta$-peak, centered at site $n$: $$
|n\rangle = \kappa e^{- \kappa | x-na | }
, $$
where $\kappa = -\frac{m \lambda}{\hbar^2}$.
$$
??? hint
E = \varepsilon_0 - 2 t \cos (ka).
$$
To ease the calculating $\epsilon_0$ and $t$, calculate them for $| n = 0 \rangle $ and $ | n = 1 \rangle $.
You may also make use of the results obtained in [exercise 2 of lecture 5](/5_atoms_and_lcao/#exercise-2-application-of-the-lcao-model) or found on the [wikipedia](https://en.wikipedia.org/wiki/Delta_potential).
Find an expression for $\varepsilon_0=\left<n\right|\hat{H}\left|n\right>$ and $-t=\left<n-1\right|\hat{H}\left|n\right>$, where $|n\rangle$ is the wavefunction of a single $\delta$-peak well at site $n$. You may make use of the results obtained in [exercise 2 of lecture 5](/5_atoms_and_lcao/#exercise-2-application-of-the-lcao-model) or [look up the wavefunction](https://en.wikipedia.org/wiki/Delta_potential).
#### Question 4.
4. Compare the bands obtained in exercise 1 and 2: what are the minima and bandwidths (difference between maximum and minimum) of those bands?
Compare the bands obtained in exercise 1 and 2: what are the minima and bandwidths (difference between maximum and minimum) of those bands?
5. For what $a$ and $\lambda$ is the nearly free electron model more accurate? And for what $a$ and $\lambda$ is the tight binding model more accurate?
#### Question 5.
For what $a$ and $\lambda$ is the nearly free electron model more accurate? And for what $a$ and $\lambda$ is the tight binding model more accurate?